Investor Charter

1. Vision

To empower investors with knowledge, transparency, and informed decision-making.

2. Mission

To provide research-based insights and educational content, enabling investors to understand market risks and make independent investment decisions.

3. Details of Business Transacted by Stock Manthan

Stock Manthan, as a Research Analyst, provides:

  • Research reports based on analysis of publicly available information
  • Independent and unbiased views on securities
  • Recommendations with appropriate disclosures of conflicts of interest (if any)
  • Insights based on systematic research and observations.
4. Services Provided to Investors
  • Educational content for investor awareness
  • Research-based insights and analysis
  • Dissemination of research reports and updates
  • Maintenance of confidentiality of research until public release
5. Grievance Redressal Mechanism

In case of any grievance or complaint:

  1. The investor may contact Stock Manthan through official communication channels.
  2. The grievance shall be addressed within a reasonable time, not exceeding 15 working days.

If the complaint is not resolved satisfactorily, the investor may escalate the matter through:

  1. SEBI SCORES Portal
  2. Or write to:
    Office of Investor Assistance and Education
    SEBI Bhavan, Plot No. C4-A, ‘G’ Block
    Bandra-Kurla Complex, Bandra (E)
    Mumbai – 400051.
6. Investor Responsibilities (Do’s)

Investors are advised to:

  • Deal only with SEBI registered Research Analysts
  • Verify SEBI registration number before investing
  • Understand risks before making investment decisions
  • Make payments only through official banking channels
  • Ask relevant questions and seek clarity before acting
  • Maintain records of all communications and transactions
  • Report any assurance of guaranteed returns to SEBI
7. Investor Responsibilities (Don’ts)

Investors are advised not to:

  • Provide funds to the Research Analyst for investment
  • Act based on rumours or unverified information
  • Be influenced by unrealistic return expectations
  • Share login credentials of trading/demat accounts
  • Fall for incentives, gifts, or misleading advertisements
8. Disclosure
  • Registration with SEBI does not guarantee performance or returns
  • Investments in securities markets are subject to market risks
  • Investors should read all related documents carefully before investing
9. Complaint Data

Complaint data is updated monthly. Please refer to Section 10 for current complaint statistics.

10. Complaint Data

Data for the month ending – March, 2026

Sr. No Received from Pending at the end of last month Received Resolved Total Pending Pending complaints > 3 months Average Resolution time (in days)
1 Directly from Investors 0 0 0 0 0 N.A
2 SEBI (SCORES) 0 0 0 0 0 N.A
3 Other Sources (if any) 0 0 0 0 0 N.A
Grand Total 0 0 0 0 0 N.A
11. Trend of Monthly Disposal of Complaints
Sr. No Month Carried Forward from previous month Received Resolved Pending
1 September 2024 0 0 0 0
2 October 2024 0 0 0 0
3 November 2024 0 0 0 0
4 December 2024 0 0 0 0
5 January 2025 0 0 0 0
6 February 2025 0 0 0 0
7 March 2025 0 0 0 0
8 April 2025 0 0 0 0
9 May 2025 0 0 0 0
10 June 2025 0 0 0 0
11 July 2025 0 0 0 0
12 August 2025 0 0 0 0
13 September 2025 0 0 0 0
14 October 2025 0 0 0 0
15 November 2025 0 0 0 0
16 December 2025 0 0 0 0
17 January 2026 0 0 0 0
18 February 2026 0 0 0 0
19 March 2026 0 0 0 0
20 April 2026 0 0 0 0
21 May 2026 0 0 0 0
Grand Total 0 0 0 0
12. Trend of Annual Disposal of Complaints
Sr. No Year Carried Forward from previous year Received Resolved Pending
1 2024-25 0 0 0 0
2 2025-26 0 0 0 0
  Grand Total 0 0 0 0